As we mentioned in Part 1 of this series, an ISO 9001 audit can be a daunting experience for any organisation. However, with the right preparation and mindset, you can survive and excel in your next ISO 9001 audit. In this second part, we will discuss some more strategies to help you ace your next audit.

Understand the Audit Process

It’s essential to clearly understand the audit process before you begin. This includes knowing the purpose of the audit, what will be assessed, and how the audit will be conducted. You should also know the specific requirements of ISO 9001 that will be evaluated during the audit.

Additionally, it’s important to understand the different types of audits. Internal audits are conducted by your own organisation, while a third-party certification body conducts external audits. It’s important to understand the different requirements and expectations for each type of audit.

Prepare Your Team

Your team is a crucial part of the audit process, and it’s important to prepare them accordingly. Everyone should know their roles and responsibilities during the audit. This includes providing training on ISO 9001 requirements, as well as any specific requirements for the audit.

You should also ensure that everyone is aware of the audit schedule, so they can be available when needed. You must have a plan in place for dealing with unexpected absences or emergencies.

Finally, make sure your team is comfortable with the audit process. Encourage them to ask questions and provide feedback throughout the process. This will help ensure that everyone is on the same page while working towards the same attainable goals.

Be Proactive

One of the best ways to ace an ISO 9001 audit is to be proactive. Don’t wait until the audit to identify and address potential issues. Instead, take a proactive approach and address issues as they arise.

This includes conducting regular internal audits to identify any potential non-conformities. By doing this, you can address any issues before the external audit takes place. It’s also important to continually monitor and improve your quality management system to ensure it meets the requirements of ISO 9001.

Be Transparent

Transparency is key during an ISO 9001 audit. Provide the auditors with all the information they need to conduct a thorough assessment. This is a must, and it should include providing access to all relevant documentation and records.

It’s also important to be honest and transparent about any issues or challenges your organisation may be facing. This will help the auditors get a better understanding of your organisation and the context in which it operates. It will also help build trust and credibility with the auditors.

Follow Up

Finally, it’s essential to follow up after the audit is complete. This includes addressing any non-conformities that were identified during the audit. Remember to take corrective action and implement any necessary changes to ensure that the non-conformities are addressed.

It’s also important to conduct a review of the audit process itself. This includes evaluating the effectiveness of your quality management system and identifying any areas for improvement. By doing this, you can ensure that you are continually improving and meeting the requirements of ISO 9001.


Preparing for an ISO 9001 audit can be a challenging experience, but with the right mindset and strategies, you can not only survive but also excel in your next audit. By understanding the audit process, preparing your team, being proactive, being transparent, and following up, you can ensure that your organisation is well-prepared for the audit and that you are meeting the requirements of ISO 9001.

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